Preparation Guide for Level 1 Regulatory Examinations (RE 1 & RE 5)

The amended fit and proper requirements announced in 2008 have introduced the financial services industry to a new concept – "REGULATORY EXAMINATIONS". These examinations were introduced together with stricter minimal formal qualifications in order to better serve clients’ needs across the financial services industry in South Africa.

The regulatory exams are being developed and delivered under the direction and management of the FSB. Four examination bodies have been appointed to assist with the development of the regulatory exam questions and the delivery on a national basis.

Click here to download the Preparation Guide for the Level 1 Regulatory Examinations (RE1 and RE5) (1 Mb PDF Document)